UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 3, 2021, Sarepta Therapeutics, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). The following is a brief description of each proposal voted upon at the Annual Meeting and the final voting results for each such proposal. As of the record date for the Annual Meeting, April 9, 2021, there were 79,746,809 shares of common stock outstanding and entitled to vote at the Annual Meeting. There were 69,831,685 shares of common stock entitled to vote at the Annual Meeting present online or represented by proxy, which represented 87.57% of the outstanding shares entitled to vote at the Annual Meeting, and which constituted a quorum for the transaction of business.
Proposal 1: Election of Directors
The director nominees listed below were elected to serve on the Company’s board of directors as members of Class II for a term of two years. The results of the vote were as follows:
Name of Nominee |
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For |
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Against |
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Abstain |
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Broker Non- |
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Richard J. Barry |
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52,392,357 |
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9,172,056 |
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32,611 |
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8,234,661 |
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M. Kathleen Behrens, Ph.D. |
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59,266,655 |
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1,723,221 |
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607,148 |
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8,234,661 |
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Claude Nicaise, M.D. |
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61,105,622 |
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466,205 |
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25,197 |
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8,234,661 |
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Proposal 2: Advisory Vote to Approve Named Executive Officer Compensation
The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers for 2020. The results of the advisory vote were as follows:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
60,029,842 |
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1,448,156 |
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119,026 |
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8,234,661 |
Proposal 3: Ratification of KPMG as the Company’s Independent Registered Public Accounting Firm
The stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2021. The results of the vote were as follows:
For |
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Against |
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Abstain |
68,895,705 |
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879,159 |
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56,821 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Sarepta Therapeutics, Inc. |
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Date: June 3, 2021 |
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By: |
/s/ Douglas S. Ingram |
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Douglas S. Ingram |
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President and Chief Executive Officer |
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